Publications


Intellectual Proerty Rights - Historical Developments
P.N. Subramanian
Group Director, Composites Group
Vikram Sarabhai Space Centre 

1.          Few are perhaps aware of the fact that, like the promotion of science and knowledge, the practice of granting of Intellectual Property Rights ( IPRs ) in some form or other is also as old as the history of modern science and technology itself . F.Liebensny in his " Mainly on Patents" ( London Butterworths) has elegantly described the early history of IPRs in general and of patents in particular. Even though, interestingly enough, a monopoly for an invention is first reported around 500 BC in the luxury-loving colony of Sybaris - where, according to the Greek historian Phylarchus, ‘ if any confectioner or cook invented any peculiar and exclusive dish, no other artist was allowed to make this for a year, but he alone who invented it was entitled to all the profit to be derived from the manufacture of it for that time, in order that others might be induced to labour at excelling in such pursuits’- this is considered as an isolated case and there are hardly any mention of such events during the Greek and Roman periods. According to the historian Gomme ‘ an ever available supply of slave labour, the absence of any but the simplest machinery and of all but the slowest production methods, and the dependence of each locality on its own handicrafts, provided little occasion for the (Greek and Roman) States to intervene or for the innovator to conceive the idea of a monopoly to protect him against copyists ‘ , even though commerce and industry were significant in their economies. It has even been reported that the Roman emperors did not encourage technological advance for increased productivity and one emperor Tiberius reportedly used to ask " who will take care of my poor ", if machines reduced human labour . Archimedes was praised for not describing his practical inventions, as belonging to an art ‘vile, low and mercenary’, and the word ‘engineer’ could be used in Greece as a term of abuse. With manufacture being the province of the slaves and the philosophers who might make inventions being too proud of themselves or too detached to seek material profit from their knowledge , the society did not see growth of science as one leading to technology and to resultant material prosperity. Interestingly enough, one sees quite some comparison of this phenomenon in the pre-British Indian society as well , with the oft-quoted dictum ‘ Saraswathi and Lakshmi never for one together ‘ ! In other words, rewards for useful inventions had to wait till practice of science led to useful technologies and products and from which society accrued benefits.

2.           The earliest record of a patent granted for a true industrial invention is found in 1421 in Florence to the engineer-architect Brunelleschi for a barge with a hoist gear to transport marble needed for his buildings. The grant read as follows:
 

" …the privilege is granted with the express intention not only that the invention may be made useful as well for himself as for the generality but particularly also that he himself may be urged to further extertion and stimulated to greater inventions; the Government agrees to protect the inventor against unauthorized working and to grant the author an immediate monopoly for the period stated by prohibiting the use… unless built by Brunellschi himself or with his consent".


3.          All the same it was Venice which was the first state in Europe to issue the first patent law on 19th March 1474 by an overwhelming majority of the Senate. It read as below:

"There are many in this City and its surroundings, attracted by its excellence and greatness, many men of diverse origin, having most subtle minds and apt to imagine and discover divers ingenious artifices.And if it were provided that others may not make or take unto themselves to increase their own honour the works and artifices they may have seen so discovered by such men, such men would use their minds, and would discover and make things which would be of no little utility and advantage to our State… Whoever will make in this City any new and ingenious artifice, not made previously in our State, will be obliged to register it at the office of our providitors of the Commune, as soon as it is reduced to perfection, so that it will be possible to use and apply it. It shall be forbidden to anyone else in any our land and place to make any other artifice to the image and similarity of that one without consent and license of the author during the term of ten years."
4.          Significantly enough, among the 100 and odd patents granted in Venice by 1550, the notable one was what was granted to Galileo in 1594 for a device for raising water and irrigating land by which a single horse provided power to discharge water through twenty sprouts ! 

5.          The ideas related to patenting spread to other parts of Europe through the Venitian glass workers, with they insisting on such protection measures wherever they we settled. In Germany such measures were extended to mining and metallurgy , in England to textiles , white hard soap, playing cards, and so on. During the second half of 1500 , as many as 50 patent monopolies were in force in England to encourage English industry and to make England self-sufficient. Concurrently there were also protests against the grant of such monopolies based invariably even on royal prerogatives and this eventually culminated in the passage of Statute of Monopolies in 1623 , which banned all monopolies except patents of invention , the grant of which being solely controlled by the common laws of the land. But the procedures remained highly complicated and cumbersome ( as described in Charles Dickens’s "A Poor Man’s Tale of a Patent" ) . While on the one hand the patent requests steadily increased with time, more so with the onset of the epoch-making Industrial Revolution , steady refinements were also introduced into the patent laws and patenting practices. The Patent Law Amendment 1852 for the first time entrusted with a single Patent Office the required authority to handle all matters connected with patents. Further reforms were continued in 1883, 1907, 1919 and finally in 1949 , and finally in the nineties to match with the Trade Related Intellectual Property Rights ( TRIPS) under the WTO regime.

6.          Similar changes took place in France, Germany and other European countries also – beginning with France in 1791,Austria in 1794,Russia in 1812, Prussia in 1815,Belgium and Netherland in 1817, Sweden in 1834, and so on - with all of them going through different stages of technology generation/protection measures and by following by and large similar concepts with respect to definition of terms and the detailing of the regulatory clauses while formulating their Patent Laws. The early history describing measures to protect their hard-developed technologies from foreign competitors provides very interesting reading. Once UK assumed her superiority in technology after the Industrial Revolution, measures such as ban of entry to factories, ban on emigration of skilled workers for jobs abroad ( " suborning") leading to even loss of nationality, legal banning the export of "tools and utensils" later changed to "any machine, engine, tool, press, paper, utensil or implement whatsoever" were resorted to. In turn the less advanced ones resorted to "illegitimate" measures often with support of their governments as in the cases of France, Sweden, Norway, Denmark, Netherlands, etc in the form of espionage. However over the years, technologies became more complex in the form of sophisticated machinery and by mid 19th century , the patents-based protection became once again more wide spread, notwithstanding the fact that there were also opponents to patenting practices.Netherlands which introduced her patent law in 1817 abolished it in 1869.It introduced another law only in 1912.Switzerland did not provide IP protection till 1888. Only in 1907 a law worth its name was introduced essentially by the threat of trade sanction from Germany in retaliation to the Swiss use of its chemical and pharmaceutical compositions.Even this law provided only for processes(not products).It was only in 1954 that Swiss patent law became comparable with those of other advanced countries, although chemical substances remained nonpatentable until 1978. In USA, the Congress itself was empowered in the Constitution of 1789 " to promote the Progress of Science and useful arts, by securing for limited times to Authors and Inventors the exclusive Right to their respective Writings and Discoveries", eventually leading to perhaps the most " market-friendly" patent law in the world. President Abraham Lincoln is reported to have said that the patent system adds "the fuel of interest to the fire of genius". Interestingly enough, President Jefferson argued, even while presiding over the First Patent Board of the country, that " ideas should freely spread from one to another…Invention then cannot, by nature, be a subject of property". USSR, as expected of its socialist policies, followed a totally different approach. Useful inventions were declared public property - thereafter a model for the socialist treatment of inventions with inventors with the certificate of authorship but rights vested with the Government. And so on.

In summary , it is to be emphasized that the present day patent laws were the products of a nearly five centuries long period during which they were refined and modified successively to satisfy the continuously emerging needs of the market-based scientific-technological-industrial developments in the countries of the West . And no surprise that these laws have now emerged as the corner stones of capitalist development – research leading to new industrial products and processes, production and commercialization and marketing and trade in all parts of the globe.