INDIA WILL be a
developed country by 2020. No speech of the President or Prime
Minister in the recent past has ended without this
proclamation. The repeated proclamation has raised
expectations that will be difficult to sell. This is because
there hardly exists any blueprint of how this gargantuan task
of raising per capita income from $400 to $ 2,000 in 16 years
can be achieved without worsening the equity aspect. Even if a
blueprint exists, it has never been articulated openly.
One of the ways the
dream can be actualised is to focus on science and technology.
Historically, S&T has remained the single most important
contributor to the growth of all developed countries
irrespective of the level from which they started. The
emphasis on S&T in those countries is evidenced by rising
investments. This is followed by focussing on sectors such as
software, communications, pharmaceuticals and biotechnology,
which have the largest spillover effect on growth and
development. Given the high capabilities of some Indian firms
in these sectors such as Infosys, Midas Communication, Natco
Pharma, Ranbaxy and Shantha Biotechnics, any increase in
research investment in these sectors is sure to facilitate
manufacturing sectors on competing globally.
Another important aspect
of this S&T led growth is realising the true potential of
industry-university/science linkage. The importance of this
linkage stems from the fact that science without industry
(technology) will not create wealth or improve the quality of
life, nor will industry prosper without continuous research.
This article briefly
delves into the present state of this linkage in the Indian
context. It gives an outline of what should be done to
strengthen the links that would facilitate realising the
dream.
Current status of R&D
Two important indicators
reflecting the state of R&D in any country are the per capita
R&D investment (or R&D to GDP ratio) and the per capita pool
of scientists. So far investments in S&T in India have been
highly inadequate. Against a global annual expenditure on R&D
of $500-600 billion, India spends a mere $2.5 billion, which
is slightly above what Merck, a U.S.-based pharmaceutical
firm, spent ($2.1 billion) in1999. Compared to this the U.S.
Federal outlay on S&T was $85 billion.
The objective of raising
investment in S&T to 2 per cent of GDP by 2007 as declared in
the New Science Policy is a step in the right direction. From
an all-time low R&D intensity of 0.71 per cent in 1995-96, the
increase to 0.87 per cent in 1999-00 is an indication of the
growing importance accorded to R&D. However, the real fruits
of this investment will come only if R&D in India becomes
close-ended, that is, it should have more linkages to the
end-user. This can be done if the untapped potential of
industry-university linkage is more actively harnessed.
Another characteristic
of Indian R&D institutions militating against vigorous R&D
capabilities is the outnumbering of technical manpower by the
support staff. Against an average 149 research scientists and
engineers in India for every million population, the three
largest spenders on S&T — the U.S., Japan and Germany — have,
on an average, 3,805 research scientists and engineers.
The recent past has
witnessed a sea-change in the ways business is being conducted
in India. As a consequence, any S&T strategy must involve all
the three legs of the tripod — the academia (universities),
the government and industry.
As of now, because of
mutual exclusiveness of their interests, the three players are
working without any coordination. Government interest in
research is mainly of the strategic or directed type,
influenced by defence requirements, public health,
environmental issues and similar concerns. Industry's
interests are mainly applied in nature whereas universities or
academic institutions channel their efforts and resources in
fundamental and unidirectional research.
Still, history is
replete with examples where academia through constant
interaction with industry played a prominent role in fostering
its growth and competitiveness. Silicon Valley is one such
example where the Stanford University and the University of
California, Berkeley, not only created an industry but played
an active role in its growth.
Yawning gap
Barring a few exceptions
like the IITs and private institutions (such as the Shriram
Institute in Delhi) most of the research in universities has
no link with the needs of industry. A number of reasons can be
cited for this.
The more important ones
are lack of any industrial experience; choice of research
topics based mainly on the interest of the supervisor;
publication-oriented research with an eye on quick promotion;
and outdated research labs and equipment which make research
look `virtual' in nature.
Part of the problem lies
in interpreting the definition of R (Research) & D
(Development). R&D has rarely been considered a single word.
Since the beginning of the industrial revolution, Research and
Development have been considered the flip sides of the coin.
Research always implied `pure' research aimed at finding out
how nature works and was considered the monopoly of
universities, whereas development entailed the improvement of
existing technologies and was considered the domain of
industry.
The outcome of all these
is that either there is a complete mismatch between industry's
needs and academic research or sometimes industry is unaware
of the research going on in the institutions. There is no
denial of the fact that universities and research centres also
lack skills to market their products. Some of these gaps can
easily be bridged if there is a proper interface between
industry and academics.
Developed countries such
as the U.S., the U.K. and France understood the dynamics of
this gap and created institutions/agencies leading to an
effective interface.
For instance, CNRS in
France, SERC (Scientific and Engineering Research Council) in
the U.K. and federal agencies in the U.S. such as NASA have
acted in the past and continue to act as an effective
interface between industry and academia. A similar interface
organisation in India can easily bring out the best of the
available resources and investment.
Both government and
industry can submit their problems and research needs to this
agency which can identify the most suitable place _ a research
centre or university or a group of them _ where the research
can be undertaken.
Incidentally, this gap
is not specific to India or developing countries. Most
developed countries had this gap in the not- too- distant
past. However, these countries realised that if this gap was
not bridged, the end-result would be detrimental to growth.
As a result, the past
2-3 decades have witnessed the U.S., followed by the U.K. and
other OECD countries embarking on an action plan to reduce
this gap.
How to reduce the gap
The following
initiatives from industry will go a long way to reduce the gap
between it and academia:
Carrying out an
inventorisation of the need, that is, what kind of human
resources and skills it would need in future;
Providing support for
student projects;
Sponsoring long-term
research;
Holding periodic
seminars in collaboration with universities;
Sharing equipment and
facilities with universities.
It is not that these
initiatives are not present in India, only thing is they are
still at the surface. For example, the use of electronics in
machine tools since the early Seventies has resulted in a new
branch of engineering called `mechatronics.' Some engineering
colleges in India are already churning out engineers in this
field. Similarly, a recent spurt in demand for bio-informatics
has led some universities to offer this course. Still one can
learn from the experiences of developed countries like Japan,
the U.S. and Sweden. For instance, the Kochi University of
Technology, Japan, has set up special curricula to cater to
the need of merging engineering and business management.
Likewise, the Chalmers University, Gothenburg, receives nearly
half of its funding from industry through different
collaborative projects.
On the other hand, some
initiatives are needed from the university side also. These
include recognising the fact that in today's scenario the
needs of industry are totally different. Not only the person
needed by industry should have formal engineering skills, but
he should also have good communication skills and an
understanding of how technology links up to economics and the
commercial world. A more rewarding initiative from the
university would be inviting industry to participate in
periodic review of syllabi and course content at undergraduate
and graduate levels.
Despite these
initiatives, the linkage between the two may not come out very
strong initially. This is due to the present style of
functioning of each, called the `cultural-mismatch.'
Zaky and El-Faham give a
number of factors hampering synergies between the two. The
accompanying Table summarises these.
Besides these, lack of
effective communication deprives both parties of vital
information regarding their respective priorities and
capabilities. However, it is to be noted that most of these
differences are not insurmountable. The recent trend of
curtailing financial support to university and other research
labs has made them pro-active in carrying out applied
research. Not only are CSIR labs such as NCL, CBRI and CCMB
doing applied research having direct relevance for the
end-user, the projects are also funded and supported by the
industry.
Once the ball starts
rolling, the interactions will provide multiple benefits to
both parties having a multiplier effect on growth. Besides
securing financial support, universities can reap many
benefits that include making use of sophisticated and
expensive industrial equipment and facilities; gaining first
hand industrial experience; identifying problems leading to
sponsored research projects or consulting opportunities; and
attracting students from industry for a continuing education
or professional advancement programme.
Despite the aspirations
of developing countries to leapfrog, their `science policies'
often miss a most obvious link, namely, the
industry-university linkage. The neglect looks all the more
appalling given the fact that industry is the single most
direct beneficiary of university's engineering programmes. On
an average, more than 90 per cent of graduates are employed by
industry, government or private utilities. This dependence and
the direct role of industry in the growth of a nation warrants
strengthening of ties with universities.
The amazing rate of
advances in both science and technology has resulted in
research becoming not only more detailed and specialised but
also more expensive. To some, it has led to `pulverisation' of
research, that is, knowing more and more about less and less.
However, when science becomes useful for practical purposes it
metamorphoses to technology and then requires development.
Thus, it becomes imperative that scientific research and
technological development coalesce to help achieve the
aspirations of high growth, wealth creation and improvement in
quality of life.