1. Introduction
At
the beginning of Space Age, space activities were predominantly
public activities or governmental space programs mainly devoted
to exploratory and experimental as well as military space
operations, but they were not commercial. However, in the last
decade until now, the character of space activities have
fundamentally changed from public purposes to world commercial
ones. The global policy for the free goods and service trade as
well as fair competition have expanded and thus, create new
patterns of relative investment (especially) in space
activities. They range from government-government,
government-private sector, to business enterprises themselves.
This lies in the areas of exploration, usage and commercial
exploitation of outer space.
Space activities are, like all human beings' activities, subject
to international and national laws and regulations. The space
activities for profitable commercial ventures bring about the
motives for international cooperation and competition which
create new legal problems, emerging from other activities e.g.
space communications, space industries, and launching of the
services, etc. Nevertheless, for space activities themselves, a
number of regulations can be mentioned which are applicable to
space activities but depending on the nature of such activity.
For instance, satellite telecommunications activities are
subject to public international law, international space law,
international telecommunications law , as well as their own
national law.
Intellectual property rights (IPRs) currently raise a number of
impotent/ important? legal questions in regards to space
activities e.g. ownership of intellectual property and
infringement of IPRs, etc. Since private enterprise has become a
recognized factor in further space development, and space
applications are becoming more and more integrated in everyday
life on earth, intellectual property rights (especially
industrial property) relating to space activities are gaining
substantial importance. Industrial property (patent system)
plays an essential role for the grant of a patent, generally to
encourage the inventive activities for the benefit of the
general public. Since patent systems have been developed as a
balance between the interests of an inventor and those of the
general public.
This research, aiming at demonstrating the applicable legal
regime for intellectual property rights in outer space, will
concentrate on the patent law system of the EU and Thailand.
When plans have especially been made to the international space
station, discussions on patents and activities in outer space
are changed from theoretical aspect to practical use. It is
assumed that patent-related issues would arise only in regards
to the creation of an invention. This is specially so after
permanent laboratories in earth orbit and/or in the base station
on the Moon or on the Mars are established. Due to the fact that
special space environment is expected to generate new material
and technologies. Moreover, new technologies need to be
developed in order to carry out activities in this very harsh
environment (eg. difference in temperatures etc.).
2. Legal Regulations of Activities in an Outer Space
On
4 October 1957, the Space Age actually began when the world's
first artificial satellite, SPUTNIK-1 (`travelling companion')
was launched by the Union of Soviet Socialist Republics (USSR).
Subsequently, other suggestions have also been made in relevance
to the matter, which, if not juridical, undoubtedly possess the
merits of expediency (what does this mean?)
1)
quite a number of interests of the States in an exploration and
use of outer space, for instance, considerations on policy and
strategy in regards to science and economics. This is so in
order to avoid confusion and conflicts as well as to enable some
orderly procedures on special required rules;
2) space law in consistence with an ongoing revolution in space
technology, forming a logical sequel (what does this mean?) to
it;
3)
outlining the basic principles for further evolution in law with
a tendency to allow the situation to get out of hand and then
crystallize in various shape and forms, thus a detriment to a
cohesion and an uniformity.
While the pros and cons surrounding the proper place for space
law within the context of international law have been in a
debate, a prompt search for analogies and models will be in the
older structures within that sphere.1
Definition of an Outer Space
No
formally accepted legal definition or delimitation of outer
space exists at this moment. However, it is clear from the above
mentioned that any definition should contain a reference to the
role being played by the density of the atmosphere. A
convenient/suitable/proper definition could therefore be as
follows:
An
outer space is all the space surrounding the Earth . It is where
objects can move without artificial propulsion systems,
according to the laws of celestial mechanics. It exists without
being prevented from doing so by frictional resistance of the
Earth's atmosphere. It extends from an altitude above the Earth
of approximately 100 ? 10 km. upwards.
In
an outer space , as defined above, satellites, both natural and
artificial, can move around the Earth without any active
propulsion system. It is certain that when the orbital
trajectory reaches altitudes close to 100 km, the braking force
will still be strong enough to bring down the trajectory to
under 100 km. This will be so in a prompt manner, since the
frictional resistance decreases gradually with increasing
altitude. Even at some 1000 km, this friction is still present,
albeit very weakly. It will also take an object at this altitude
for at least some 1,000 years to descend down to the Earth's
surface.2
Legal Status of an Outer Space
At the beginning of Space Age in 1957, discussions began in the
State community, within the UN, precisely on the legal status of
this new issue. Several legal concepts of traditional public
international law could be applied to a newly 'discovered' area.
At final, the approach, which was chosen by the State community,
was quite different from but comparable with the regime
established for the high sea, where no State sovereignty is
accepted. An outer Space was declared as a res communis which is
not subject to the sovereignty of any State, and where States
are bound to refrain themselves from any acts that can adversely
affect the use of an outer space by the other states.3
Space Law Conventions
The well known international space law consists of the five
space treaties concluded in the framework of the United Nations
(UN):
-
Treaty on principles governing the activities of States in the
Exploration and Use of an Outer Space, including the Moon and
other Celestial Bodies of 27 January 1967 (Outer Space Treaty);
-
Agreement on the Rescue of Astronauts, the Return of Astronauts
and the Return of Objects Launched into an Outer Space of 22
April 1968 (Rescue Agreement);
-
Convention on International Liability for Damage Caused by Space
Objects of 29 March 1972 (Liability Convention);
-
Convention on Registration of Objects Launched into Outer Space
of 14 January 1975 (Registration Convention);
-
Agreement Governing the Activities of States on the Moon and
Other Celestial Bodies of 18 December 1979 (Moon Treaty).
All of these stem from the fact that research and development,
as well as the launching of space objects and their operational
cost, require resources on such a scale that the task could only
be undertaken by states or government-supported organizations.
This can well explain the emergence of legal norms agreed upon
and sanctioned on an international level. The first tangible
result of COPUOS involvement was that a fundamental agreement on
an outer space was ready for signature in 1967 : it was the
Outer Space Treaty and was based on UN Resolution No. 1348 of 13
December 1958, No. 1472 of 12 December 1959, No. 1721 of 20
December 1961, and the Test Ban Treaty of 1963. The Outer Space
Treaty provides the basic principles for the exploration and use
of an outer space. Consequently, it serves as a "Magna Charta"
or "Constitution" for all activities in an outer space. A number
of its principles were elaborated in more specific provisions of
four other space treaties mentioned above.
Principles of International Space Law
The Outer Space Treaty was a landmark in an establishment and a
progressive development on the rules of international space law.
The principles of international space law constitute the most
general rules of behavior for states in their space activities.
This treaty has established the following principles of
international space law:
-
Right to use an outer space but not to appropriate it
In
the Outer Space Treaty, we can find this principle. In Article
I, it has been stated that "Outer Space ...shall be free for use
and exploration by all states". In Article II, "Outer Space is
not subject to national appropriation by claim of sovereignty,
by means of use or occupation, or by any other means". Since the
freedom to explore and use an outer space is considered as a res
communis. It rests on the assumption that all states must not
place any obstacles or impediments upon the conduct of one's
activities . In other words, every state must pay a respect to
the rights and the interests of other states in an outer space.4
-
Application of International Law
In the Outer Space Treaty, Article III provides that activities
of all states parties in an outer space shall be carried out in
accordance with international law, including the Charter of
United Nations since Space Law is considered a lex specialis or
a branch of international law.
-
Obligation to use an outer space for a peaceful purpose
The principle to use an outer space for a peaceful purpose is
contained in Article IV of the Outer Space Treaty. This article
discusses:
1)
the prohibition of nuclear and/or other weapons of mass
destruction in orbit around the Earth;
2)
the limitation and/or obligation to use the Moon and other
celestial bodies for exclusively peaceful purposes.
From the viewpoint of the principle to use an outer space for
'peaceful purposes', the emphasis of this treaty aims at e.g.
according to the Preamble to the Treaty (the common interest of
all mankind in the progress of an exploration and a use of an
outer space for peaceful purposes), article IV clearly deviates
from those purposes. Because the Moon and other celestial bodies
are used for exclusively peaceful purposes as something
non-militarized, the rest of an outer space will only prohibit
the weapons of mass destruction and those nuclear weapons. When
we combine Article III and Article IV with the preamble of the
Outer Space Treaty, we will gain a doctrine which emerges that
though an outer space can be used for military purposes, it
will, however, be used in a non-aggressive way.
-
State's responsibility for and supervision of private
activities
The State is responsible for the activities of its private
sector entities in an outer space congruent with Article VI of
Outer Space Treaty. In order to assure compliance with the
Treaty, the State must authorize and continuingly supervise
non-governmental activities in an outer space use.
-
Liability for Damage
Both Article VII of the Outer Space Treaty and the Liability
Convention provide State liability for damages to a third party.
The `launching state' is absolutely liable for damage occurring
to the surface of the Earth or aircraft in flight. In regards to
other objects in an outer space, the launching state is liable
when it is at fault. No description of `fault' is given by the
Outer Space Treaty. A fault normally'refers to a negligence or a
culpa. However, the degree of such negligence or culpa for the
attachment of liability is unclear. The `launching state' is
defined as the state that launches, procures a launch or from
whose territory or facility the space object in question is
launched.
-
Registration of space objects
In
Article VIII of the Outer Space Treaty and the Registration
Convention, one will find an obligation of a state to exert
jurisdiction and control over an object launched into an outer
space if that object is registered in that State's register.
Registration is carried out in national registers and an
intemational register will be kept by the Secretary General of
the UN.
-
Retention of Jurisdiction and Control
While an object is in an outer space, Article VIII of the Outer
SpaceTreaty provides that State of registry retains
the jurisdiction and control of an object launched into an outer
space.
3. General Principles applicable to Patents
As an overview, there are many principles applicable to the
patents;
1)
The patentability of an invention:
Once something has fulfilled the criteria of an invention, it
must then be shown to be patentable prior to being capable of
attracting an exclusive monopoly in its exploitation. For an
invention to be patentable,
a) it must be new;
b)
it must involve an 'inventive step'; and
c)
it must be industrially applicable5
a) An invention must be new:
The novelty requirement seems to be the most important in
relation to outer space activities. Novelty is determined in
reference to existing knowledge at the invention's 'prior data',
which usually is the date on which an application is first made
for a patent. One looks back at 'the state of the art', meaning,
the sum and the total of human knowledge, which has, at any
time, been made available to the public, and has, been so
regardless of where in the world and in which way. In case the
invention does not appear to already be a part of the state of
the art, or, in case it is not possible to infer as being an
implicit part of the state of the art, that invention is
considered new.6 Though the determination of
knowledge differs in various national systems, patent
legislation in all European countries and Thailand7,
which is examined by this research paper, is of the same
patentable requirements because they require such absolute
novelty.
b)
The invention must involve an 'inventive step'.